Morgan Stanley must pay millions for withholding e-mails

Monday, 1 October 2007, 12:09 AM EST

The Financial Industry Regulatory Authority this week said Morgan Stanley has to pay $12.5 million in fines to resolve charges for mishandling e-mail dated before the Sept. 11, 2001, terrorist attacks.

Morgan Stanley on numerous occasions failed to provide e-mails requested by claimants in arbitration proceedings and regulators, FINRA said.

At InformationWeek.

[ Read more ]




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